Richard A. Rosa

Current Employers

Employment History

• 09/2016 → 05/2017
  Montclair State University
  Montclair, NJ
• 06/2017 → 07/2019
  Axa Advisors, Llc.
  New York, NY
• 05/2020 → Present
  Lpl Financial, Llc
  Bedminster, NJ
• 08/2019 → 05/2020
  Unemployed
  Parsipanny, NJ
• 04/2022 → Present
  Private Advisor Group, Llc
  Bedminster, NJ

Other Businesses

1. 5/12/2020 - GUARINO WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/1/2020 - SBG - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/23/2020 - 1 Hour Per Month During Securities Trading. 3. 06/10/2022 - Main Street Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/31/2022 - 90 Hours Per Month/ 90 Hours During Securities Trading. 4. 07/19/2022 - Private Advisor Group LLC - Investment Related - At Reported Business Location(s) -Registered Investment Advisor Hybrid - Start Date - 07/11/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group LLC, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/07/2023 - Private Advisor Group DBA Main Street Wealth Management - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 5/31/2022 - 120 Hrs/mo; 90 Hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 01/21/2025 - Granite Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - Denville - Start Date: 01/01/2025 - 160 Hrs/Mth - 7 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2020-05-28
• S63 Uniform Securities Agent State Law Examination
  2017-06-16

Other Names

• Rich Rosa
• Richard A. Rosa
• Richard Rosa
• Richard A Rosa