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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-13
LA RA APPROVED 2019-04-22
  • TX RA
    APPROVED_RES
    Since 2019-11-13
  • LA RA
    APPROVED
    Since 2019-04-22

Branch Locations

122 Terra Bella Blvd, Covington, LA 70433 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fse Energy Covington LA 03/2007 06/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2017 03/2019
Northwestern Mutual Investment Services Llc Mandeville LA 06/2017 03/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 03/2019
Mml Investors Services, Llc Covington LA 04/2019 Present
Mass Mutual Life Insurance Co Covington LA 03/2019 Present
  • 03/2007 → 06/2017
    Fse Energy
    Covington, LA
  • 05/2017 → 03/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2017 → 03/2019
    Northwestern Mutual Investment Services Llc
    Mandeville, LA
  • 09/2017 → 03/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2019 → Present
    Covington, LA
  • 03/2019 → Present
    Mass Mutual Life Insurance Co
    Covington, LA
Other Businesses

(1) NAME: JAMES D THIBAUT INV REL: Y ADDR: 3838 N CAUSEWAY BLVD SUITE 3400 METAIRIE LA 70002 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES/OWNERSHIP START: 05/10/2017 NO HRS: 5 NO HRS DUR TRADING: 5. (2) NAME: THIBAUT PROPERTY HOLDINGS INV REL: Y ADDR: 122 TERRA BELLA BLVD, UNIT B, COVINGTON, LA 70433 NATURE: RENTAL INCOME POSITION: OWNER START: 07/20/2020 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: NONE; MY WIFE HANDLES THE LEASES AND RENT COLLECTION. (3) NAME: TN DIGITAL, LLC INV REL: Y ADD: 1500 US HIGHWAY 75, SIOUX CITY IA 51105 NATURE: CRYPTOCURRENCY MINING POSITION: OWNER START DATE: 08/15/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: TRADE COINS AS NEEDED TO PAY ELECTRICITY COSTS (4) NAME: IOWA MINING, LLC DBA CORE X HOSTING INV REL: Y ADDR: 611 N DERBY LANE, NORTH SIOUX CITY, SD 57049 NATURE: CRYPTOCURRENCY MINING AND COMPUTER HOSTING POSITION: OWNER START DATE: 10/31/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: DUTIES: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-12
S63 Uniform Securities Agent State Law Examination 2017-07-24
  • S66 Uniform Combined State Law Examination
    2019-04-12
  • S63 Uniform Securities Agent State Law Examination
    2017-07-24
Other Names
  • Bo Thibaut
  • Bo Thibaut

View on SEC IAPD

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