Byron Graham Moore

Employer firm

Realta Investment Advisors, Inc CRD 134952

$385M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 04/2018
  Capital One Investing, Llc
  Kensington, MD
• 08/2015 → 04/2018
  Capital One Investing, Llc
  Kensington, MD
• 05/2018 → Present
  Realta Equities, Inc.
  Wilmington, DE
• 04/2018 → Present
  Realta Investment Advisors, Inc
  Wilmington, DE

Previous Registrations

• 2016-07-01 → 2018-04-30
  Capital One Advisors, Llc
  Mclean, VA
  Kensington, MD
• 2012-10-01 → 2015-07-29
  J.P. Morgan Securities Llc
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
• 2010-07-16 → 2012-10-01
  Chase Investment Services Corp.
  Staten Island, NY
  Brooklyn, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
• 2008-10-31 → 2010-06-03
  Wells Fargo Clearing Services, Llc
  Jersey City, NJ
  Summit, NJ
• 2007-03-20 → 2008-08-04
  J.P. Morgan Securities Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1. REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. 2. FIXED/INDEXED INSURANCE BUSINESS. NO PERSONAL FINANCIAL INVESTMENT. 50 HOURS PER WEEK, DURING TRADING HOURS. 3. SOVEREIGN WEALTH MANAGEMENT (DBA); 5818 STEVENS FOREST ROAD COLUMBIA, MD 21045; INVESTMENT ADVISORY/FINANCIAL PLANNING; WWW.THESOVEREIGNWEALTH.COM; CEO; FEE BASED COMPENSATION; 50-60 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-19
• S63 Uniform Securities Agent State Law Examination
  1999-01-25

Other Names

• Byron Gadeh Moore