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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-06-18 |
Branch Locations
500 Clyde Street Nw, Knoxville, TN 37921 • United States
2100 White Ave, Knoxville, TN 37916 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ut Federal Credit Union | Knoxville | TN | 06/2016 | 03/2017 |
| Lpl Financial Llc | Knoxville | TN | 03/2017 | Present |
1)9/28/17- Financial Partners of TN- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s)- 100%. 2) 5/3/2018 - Not Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started: 04/03/2017 - 1 Hour During Securities Trading - Notary Public.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-23 |
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