Nicholas Ray Casatelli

Employer firm

Woodstock Wealth Management, Inc. CRD 283472

$727M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2017
  On Demand Staffing
  San Antonio, TX
• 10/2017 → 10/2018
  Axa Advisors Llc
  New York, NY
• 03/2019 → 05/2021
  Awm Financial Services Inc. Dba Allied Wealth Management
  The Woodlands, TX
• 11/2018 → 02/2019
  Unemployed
  Houston, TX
• 06/2021 → Present
  Woodstock Wealth Management, Inc.
  Woodstock, GA

Previous Registrations

• 2019-04-10 → 2021-05-12
  Awm Financial Services Inc.
  The Woodlands, TX

Other Businesses

1. Nicholas Casatelli Sole Proprietor; Investment-Related; 10105 Kemp Forest Drive, Houston, Texas 77080; offer and sell non-securities insurance; Sole Proprietor; Start 6/2021; Devotes 1 hour a month which are during trading hours; Duties include offering and selling non-securities insurance. 2. Covenant Wealth Management; Not investment related; 12258 Queenston Blvd Suite F, Houston, Texas 77095; DBA used in my relationship with Woodstock Wealth Management, Inc.; IAR of branch; no ownership; Start 6/2021; 0 hours per month; Duties are IAR of branch office

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-13
• S63 Uniform Securities Agent State Law Examination
  2018-05-19