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Khalid Abuseif Yasin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-17
  • FL RA
    APPROVED
    Since 2024-07-17

Branch Locations

250 S Park Ave, Winter Park, FL 32789 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfm Asset Management Llc Orlando FL 08/2012 12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winter Park FL 01/2024 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-13
S63 Uniform Securities Agent State Law Examination 2018-06-02
  • S65 Uniform Investment Adviser Law Examination
    2024-07-13
  • S63 Uniform Securities Agent State Law Examination
    2018-06-02

View on SEC IAPD

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Julie Kerr Tecau
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Misty Morris
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Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

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