John Wheeler Allen

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-03
AL	RA	APPROVED	2017-09-25

TX RA
APPROVED_RES

Since 2020-03-03
AL RA
APPROVED

Since 2017-09-25

Branch Locations

305 Church Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Huntsville	AL	05/2017	Present
Unemployed	Huntsville	AL	05/2014	05/2017
Morgan Stanley Private Bank, N.A.	New York	NY	09/2017	Present

05/2017 → Present

Morgan Stanley Smith Barney Llc

Huntsville, AL
05/2014 → 05/2017

Unemployed

Huntsville, AL
09/2017 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

*543410 - Huntsville Museum of Art; Non-Investment Related; Huntsville, AL; Art/Culture; Finance Committee Board Member; Start February 2023; During business hours: 0.5; After business hours: 0; oversight.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-25

S66 Uniform Combined State Law Examination

2017-09-25