Pierce Henry Wessel

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 03/2018
  Mml Investors Services, Llc
  Newtown Square, PA
• 03/2018 → 04/2018
  Massachusetts Mutual Life Insurance Company
  Newtown Square, PA
• 01/2015 → 12/2016
  Preston Trail Golf Club
  Dallas, TX
• 12/2016 → 03/2017
  Fxcm
  Dallas, TX
• 03/2017 → 01/2018
  Oasis Sourcing/ Creative Financial Group
  Newtown Square, PA
• 04/2018 → 12/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
• 04/2018 → 12/2022
  Bank Of America, N.A.
  Wayne, PA
• 01/2023 → 05/2023
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
• 01/2023 → 05/2023
  Wells Fargo Bank, Na
  Birmingham, AL
• 05/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Birmingham, AL
• 05/2023 → Present
  Tiaa
  Birmingham, AL

Previous Registrations

• 2023-02-10 → 2023-05-19
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
  Birmingham, AL
• 2018-07-25 → 2022-12-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
  Blue Bell, PA
  Wilmington, DE
  Wilmington, DE
  Iselin, NJ
  Wilmington, DE
  Wayne, PA
  Wilmington, DE
  Iselin, NJ
  Wilmington, DE

Exams

• S66 Uniform Combined State Law Examination
  2018-07-23

Other Names

• Pierce Henry Wessel
• Pierce Wessel