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Paul Edward Roberts

Rwm Capital, LLC

Sugar Land, TX

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Current Employers
Rwm Capital, Llc

1600 Highway 6 Suite 340, Sugar Land, TX 77478 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-05
MS RA APPROVED 2025-09-05
AL RA APPROVED 2023-05-02
TX RA APPROVED 2023-05-02
  • FL RA
    APPROVED
    Since 2025-09-05
  • MS RA
    APPROVED
    Since 2025-09-05
  • AL RA
    APPROVED
    Since 2023-05-02
  • TX RA
    APPROVED
    Since 2023-05-02

Branch Locations

1600 Highway 6 Suite 340, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roberts Wealth Management Of Ms, Llc Biloxi MS 01/2014 Present
Foundations Investment Advisors, Llc Biloxi MS 04/2017 Present
Roberts Wealth Management, Llc Sugar Land TX 03/2023 Present
Rwm Capital, Llc Sugar Land TX 03/2023 Present
Rwm Capital, Llc Sugar Land TX 05/2023 Present
Previous Registrations
Other Businesses

1.) Robert Wealth Management of MS, LLC; it is investment related; 2550 Marshall Rd, Ste. 400, Biloxi, MS 39531; Fixed Annuities and Life Insurance Agency; since 01/2014; at least 80 hours per month during market trading hours; President and independent agent. 2.) Robert Wealth Management, LLC; it is investment related; 1650 Highway 6, Suite 250, Sugar Land TX 77478; Fixed Annuities and Life Insurance Agency; since 03/2023; at least 80 hours per month during market trading hours; President and independent agent. 3.) RWM Capital, LLC; Investment Related; 1650 Highway 6, Suite 250, Sugar Land TX 77478; RIA; Managing Member/IAR; Start Date 03/2023; at least 80 hours per month during market trading hours; 4.) Foundations Investment Advisors, LLC; Investment Related; Biloxi, MS; RIA; IAR; Start Date 04/2017; at least 80 hours per month during market trading hours; 5.) Brazmerica Properties, LLC; it is investment related; 2555 Marshall Rd. Suite C-1 Biloxi, MS, 39531; Real estate; resumed 12/2022; 2 hours a month not during market trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-16
  • S65 Uniform Investment Adviser Law Examination
    2017-01-16
Other Names
  • Paul Roberts

View on SEC IAPD

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