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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-26
TX RA APPROVED 2023-12-22
  • FL RA
    APPROVED
    Since 2023-12-26
  • TX RA
    APPROVED
    Since 2023-12-22

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 10/1998 Present
Jpmorgan Chase Bank, N.A. Miami FL 12/1996 Present
Other Businesses

Entity Name: Thrive for Life Prison Project, Inc. Investment related: No "Address: 30 West 16th St. New York, NY 10011" Nature of the other business: Nonprofit Position/Title/Relationship: Board Members Start Date: 01/02/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Thrive for Life Prison Project is a non-profit that provides supportive services to formerly incarcerated individuals to aid their reintegration back into society. I have been listed on their website and annual report as Vice Chair and Secretary of the Board, as no formal finance committee exists. However, I recently was asked to sign off on the non-profit's charitable filings with New York State as 'Treasurer'. The organization also recently opened an investment account with Chase." Entity Name: Catalyst Miami Investment related: No "Address: catalystmiami.org 3000 Biscayne Blvd., Suite 210 Miami, FL 33137" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been a board member for 6 years. I was just named Board Chair and now will participate in the Finance Committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-22
S63 Uniform Securities Agent State Law Examination 1999-09-02
  • S65 Uniform Investment Adviser Law Examination
    2023-12-22
  • S63 Uniform Securities Agent State Law Examination
    1999-09-02
Other Names
  • Mary Clare Rieth
  • Mary C. Casey
  • Mary Clare Rieth
  • Mary Clare Casey

View on SEC IAPD

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