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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-26 |
| TX | RA | APPROVED | 2023-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Miami | FL | 10/1998 | Present |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 12/1996 | Present |
Entity Name: Thrive for Life Prison Project, Inc. Investment related: No "Address: 30 West 16th St. New York, NY 10011" Nature of the other business: Nonprofit Position/Title/Relationship: Board Members Start Date: 01/02/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Thrive for Life Prison Project is a non-profit that provides supportive services to formerly incarcerated individuals to aid their reintegration back into society. I have been listed on their website and annual report as Vice Chair and Secretary of the Board, as no formal finance committee exists. However, I recently was asked to sign off on the non-profit's charitable filings with New York State as 'Treasurer'. The organization also recently opened an investment account with Chase." Entity Name: Catalyst Miami Investment related: No "Address: catalystmiami.org 3000 Biscayne Blvd., Suite 210 Miami, FL 33137" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have been a board member for 6 years. I was just named Board Chair and now will participate in the Finance Committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-02 |
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