Daniel A Rosenthal

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1982 → Present
  Rosenthal & Co Pa Cpa'S
  Cinnaminson, NJ
• 12/1998 → 12/2023
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2003 → 12/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2023 → Present
  Lpl Financial
  Cinnaminson, NJ

Previous Registrations

• 2003-02-19 → 2023-12-14
  Cetera Investment Advisers Llc
  Cinnaminson, NJ

Other Businesses

1)12/05/2023 - CPARCO.COM (EMAIL/WEBSITE DBA) - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2011 2)12/05/2023 - Rosenthal & Co, PA CPA - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 04/1982 - 200 Hr/Mth 3)12/05/2023 - A and G Rosenthal LLC- OFFICE BUILDING RENTAL - 2122 MEETINGHOUSE ROAD, CINNAMINSON, NJ 08077 - Inv Rel - Start: 07/1996 - 1 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2003-01-28
• S63 Uniform Securities Agent State Law Examination
  1999-01-26