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Daniel Harter

J.P. Morgan Securities LLC

Ithaca, NY

Vestal, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-23
TX RA APPROVED 2021-02-23
  • NY RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED
    Since 2021-02-23

Branch Locations

301 E State St, Ste 2, Ithaca, NY 14850 • United States

4700 Vestal Pkwy E, Vestal, NY 13850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Binghamton NY 04/2017 02/2021
Time Warner Cable/Spectrum Vestal NY 08/2013 04/2017
J.P. Morgan Securities Llc Vestal NY 02/2021 Present
Jpmorgan Chase Bank, N.A. Vestal NY 02/2021 Present
  • 04/2017 → 02/2021
    Edward Jones
    Binghamton, NY
  • 08/2013 → 04/2017
    Time Warner Cable/Spectrum
    Vestal, NY
  • 02/2021 → Present
    J.P. Morgan Securities Llc
    Vestal, NY
  • 02/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Vestal, NY
Previous Registrations
  • 2017-08-04 → 2021-02-11
    Edward Jones
    Endwell, NY
    St Louis, MO
    Vestal, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-26
  • S66 Uniform Combined State Law Examination
    2017-05-26
Other Names
  • Daniel Joseph Harter

View on SEC IAPD

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