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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-03-21 |
Branch Locations
One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES
One Federal Street 19Th Floor, Boston, MA 02110 • United States
Pawtucket, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 10/2016 | 06/2019 |
| Santander Securities, Llc | Dorchester | MA | 03/2017 | 06/2019 |
| Uber | Providence | RI | 07/2016 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norwood | MA | 06/2019 | 12/2020 |
| Bank Of America, N.A. | Norwood | MA | 06/2019 | 12/2020 |
| Commonwealth Financial Network | Waltham | MA | 12/2020 | 03/2023 |
| Moors & Cabot Inc | Boston | MA | 03/2023 | 06/2024 |
| Commonwealth Financial Network | Waltham | MA | 12/2021 | 03/2023 |
| Moors & Cabot Inc | Boston | MA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-20 |
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