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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-09 |
| MO | RA | APPROVED | 2022-09-09 |
| TX | RA | APPROVED | 2022-09-09 |
Branch Locations
1301 W 5Th Street [Satellite], Washington, MO 63090 • United States
3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Washington | MO | 06/2017 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Washington | MO | 03/2017 | 06/2017 |
| Lances Landscaping | Ballwin | MO | 08/2016 | 03/2017 |
| Wells Fargo Advisors Financial Network, Llc | Washington | MO | 09/2022 | Present |
WWM LLC, INV RELATED, WASHINGTON, MO, 100% OWNERSHIP, START 9/12/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. FINTERIS EAST LLC, INV RELATED, WASHINGTON, MO, 20% OWNERSHIP, START 9/12/2022, 20 HOURS PER MONTH, 2 HOURS DURING TRADING, FINET PRACTICE. 1301 LANDMARK LLC, INV RELATED, WASHINGTON, MO, 25% OWNERSHIP, START 2/7/2023, 3 HOURS PER MONTH, 1 HOUR DURING TRADING, HOLDS PRACTICE BUILDING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-15 |
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