Sean Michael Newman

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 03/2017
  Guild Mortgage
  Granbury, TX
• 03/2016 → 11/2016
  Unemployed
  Corpus Christi, TX
• 03/2017 → 12/2020
  Td Ameritrade, Inc
  Fort Worth, TX
• 11/2020 → 07/2021
  Jpmorgan Chase Bank, N.A.
  Plano, TX
• 11/2020 → 07/2021
  J.P. Morgan Securities Llc
  Plano, TX
• 08/2021 → 07/2024
  Charles Schwab & Co., Inc
  Westlake, TX
• 04/2025 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX
• 04/2025 → Present
  Tiaa
  Frisco, TX
• 08/2024 → 03/2025
  Unemployed
  Argyle, TX
• 01/2019 → 12/2020
  Td Ameritrade Investment Management Llc
  Fort Worth, TX
• 12/2017 → 01/2019
  Td Ameritrade Clearing, Inc.
  Fort Worth, TX

Previous Registrations

• 2021-09-28 → 2024-08-05
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2020-12-24 → 2021-08-03
  J.P. Morgan Securities Llc
  San Antonio, TX
  Plano, TX
• 2019-01-25 → 2020-12-04
  Td Ameritrade, Inc.
  Westlake, TX
• 2019-01-25 → 2020-12-04
  Td Ameritrade Investment Management, Llc
  Southlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2019-01-23
• S63 Uniform Securities Agent State Law Examination
  2017-05-25

Other Names

• Sean M Newman
• Sean Michael Newman
• Sean Newman