Mason Marshburn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-07-10

CA RA
APPROVED

Since 2025-07-10

Branch Locations

3201 Esplanade Suite 110, Chico, CA 95973 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Norcal Financial	Chico	CA	03/2017	07/2025
Ustc	Chico	CA	06/2015	11/2016
Unemployed	Chico	CA	11/2016	03/2017
Lpl Financial Llc	Chico	CA	07/2025	Present

03/2017 → 07/2025

Norcal Financial

Chico, CA
06/2015 → 11/2016

Ustc

Chico, CA
11/2016 → 03/2017

Unemployed

Chico, CA
07/2025 → Present

Lpl Financial Llc

Chico, CA

Previous Registrations

2021-07-28 → 2025-07-10

Next Financial Group, Inc.

Chico, CA

Other Businesses

1- 07/2025 - NorCal Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/31/2017 - 160 hours per month/ 80 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-27

S66 Uniform Combined State Law Examination

2021-07-27

View on SEC IAPD