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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-12 |
| AZ | RA | APPROVED | 2022-02-11 |
| CA | RA | APPROVED | 2022-02-05 |
Branch Locations
14595 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Scottsdale | AZ | 09/2014 | Present |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 04/2018 | Present |
AMAZON FLEX; NOT INVESTMENT RELATED; SCOTTSDALE,AZ; DELIVERY DRIVER; START DATE 04/05/2019; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 0; DELIVERY DRIVER. RENTAL PROPERTY -VALLEY; INV RELATED; BUCKEYE, AZ; RENTAL PROPERTY;50% OWNERSHIP; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-10 |
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