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Eric John Pitoscia

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Duluth, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-08-18
  • MN RA
    APPROVED
    Since 2022-08-18

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

4180 Haines Rd, Duluth, MN 55811 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Duluth MN 12/2012 Present
Wells Fargo Clearing Services, Llc Duluth MN 03/2017 09/2021
Wells Fargo Clearing Services, Llc Duluth MN 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-01
S63 Uniform Securities Agent State Law Examination 2017-07-28
  • S65 Uniform Investment Adviser Law Examination
    2017-09-01
  • S63 Uniform Securities Agent State Law Examination
    2017-07-28
Other Names
  • Eric Pitoscia
  • Eric John Pitoscia

View on SEC IAPD

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