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D Michael Collins

Morgan Stanley

Vancouver, WA

CRD 3169493

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-19
WA RA APPROVED 2012-08-10
OR RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-08-19
  • WA RA
    APPROVED
    Since 2012-08-10
  • OR RA
    APPROVED
    Since 2009-06-01

Branch Locations

1701 Southeast Columbia River Drive Suite 120, Vancouver, WA 98661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Portland OR 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Portland, OR
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. Rental Property; Investment related; Vancouver, WA; Rental; Sole Proprietor / Owner / Partner; 10/2007; 0,0 2. Rental Property; Investment related; Vancouver, WA; Rental; Sole Proprietor / Owner / Partner; 10/2007; 0,0 3. *379066 - Rental Property; Investment related Yes; Long Beach, WA; Rental Property; Landlord (proprietor, partner, officer, director, employee, trustee, agent); Oct 2019; During business hours: 0+; After business hours: 0+ 4. *379067 - Rental Property; Investment related Yes; Long Beach, WA; Rental Property; Landlord (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 0+; After business hours: 0+ 5. *400365 - The Skamania County Republican Party; Investment related - No; Stevenson; Washington; Political Office; Precinct Committee Officer / Chairman(proprietor, partner, officer, director, employee, trustee, agent); 06/2020; During business hours: 0; After business hours: 8; Labor or Service 6. *419200 - Skamania County Fire District #4; Investment related No; Washougal, WA; Government; Volunteer Fire Fighter (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After business hours: 15; Labor or Service. 7. *551082 - The Dunes Bible Camp; Investment related - No; Ocean Park, Washington; Children/Youth, Religious; Guest Speaker at a Men's Retreat - As needed (proprietor, partner, officer, director, employee, trustee, agent); 04/2023 ; During business hours: 0; After business hours: 5; Preaching the Bible.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-17
S63 Uniform Securities Agent State Law Examination 1999-02-19
  • S66 Uniform Combined State Law Examination
    2004-03-17
  • S63 Uniform Securities Agent State Law Examination
    1999-02-19
Other Names
  • Mike Collins
  • Dennis Collins
  • Dennis Michael Collins
  • D. M Collins

View on SEC IAPD

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