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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-19 |
| WA | RA | APPROVED | 2012-08-10 |
| OR | RA | APPROVED | 2009-06-01 |
Branch Locations
1701 Southeast Columbia River Drive Suite 120, Vancouver, WA 98661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Portland | OR | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Rental Property; Investment related; Vancouver, WA; Rental; Sole Proprietor / Owner / Partner; 10/2007; 0,0 2. Rental Property; Investment related; Vancouver, WA; Rental; Sole Proprietor / Owner / Partner; 10/2007; 0,0 3. *379066 - Rental Property; Investment related Yes; Long Beach, WA; Rental Property; Landlord (proprietor, partner, officer, director, employee, trustee, agent); Oct 2019; During business hours: 0+; After business hours: 0+ 4. *379067 - Rental Property; Investment related Yes; Long Beach, WA; Rental Property; Landlord (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 0+; After business hours: 0+ 5. *400365 - The Skamania County Republican Party; Investment related - No; Stevenson; Washington; Political Office; Precinct Committee Officer / Chairman(proprietor, partner, officer, director, employee, trustee, agent); 06/2020; During business hours: 0; After business hours: 8; Labor or Service 6. *419200 - Skamania County Fire District #4; Investment related No; Washougal, WA; Government; Volunteer Fire Fighter (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 0; After business hours: 15; Labor or Service. 7. *551082 - The Dunes Bible Camp; Investment related - No; Ocean Park, Washington; Children/Youth, Religious; Guest Speaker at a Men's Retreat - As needed (proprietor, partner, officer, director, employee, trustee, agent); 04/2023 ; During business hours: 0; After business hours: 5; Preaching the Bible.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-19 |
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