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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-29
  • TX RA
    APPROVED_RES
    Since 2025-07-29

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Dorchester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Newton MA 11/2016 04/2018
Oneamerica Securities, Inc. Newton MA 05/2017 04/2018
Scarlet Oak Tavern Hingham MA 07/2016 03/2017
Penn Mutual Life Ins Co Waltham MA 05/2018 07/2020
Lucy's American Tavern Dorchester MA 12/2017 12/2019
Hornor, Townsend & Kent, Inc. Waltham MA 08/2018 07/2020
Mass Mutual Life Insurance Company Boston MA 06/2020 Present
Mml Investors Services, Llc Boston MA 06/2020 Present
  • 11/2016 → 04/2018
    American United Life
    Newton, MA
  • 05/2017 → 04/2018
    Oneamerica Securities, Inc.
    Newton, MA
  • 07/2016 → 03/2017
    Scarlet Oak Tavern
    Hingham, MA
  • 05/2018 → 07/2020
    Penn Mutual Life Ins Co
    Waltham, MA
  • 12/2017 → 12/2019
    Lucy's American Tavern
    Dorchester, MA
  • 08/2018 → 07/2020
    Hornor, Townsend & Kent, Inc.
    Waltham, MA
  • 06/2020 → Present
    Mass Mutual Life Insurance Company
    Boston, MA
  • 06/2020 → Present
    Boston, MA
Other Businesses

(1)NAME: BRENDAN SPILLANE INV REL: Y ADDR: 1 MARINA PARK DR, STE 1600, BOSTON, MA 02210 NATURE: INDIVIDUAL LIFE POSITION: AGENT START: 03/01/2017 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. (2)NAME: BRENDAN SPILLANE INV REL: N ADDR: 13 GRANITE AVE DORCHESTER, MA 02124 NATURE: RESTAURANT/BAR WORK POSITION: BARTENDER START: 02/26/2021 NO HRS/MO: 24 NO HRS/MO DUR TRADING: 0. DESCRIBE DUTIES: TENDING BAR, MAKING DRINKS, SERVING FOOD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-07-24
  • S63 Uniform Securities Agent State Law Examination
    2019-07-24

View on SEC IAPD

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