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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-15
WA RA APPROVED 2025-09-15
TX RA APPROVED 2025-08-05
SC RA APPROVED 2024-05-16
  • MI RA
    APPROVED
    Since 2026-01-15
  • WA RA
    APPROVED
    Since 2025-09-15
  • TX RA
    APPROVED
    Since 2025-08-05
  • SC RA
    APPROVED
    Since 2024-05-16

Branch Locations

Lake Ann, MI • United States

11711 Se 8Th Street Ste 201, Bellevue, WA 98005 • United States

515 W Fourteenth St, Traverse City, MI 49684 • United States

4900 O'HEar Ave, North Charleston, SC 29405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brighthouse Financial Charlotte NC 03/2017 01/2020
Enterpointe Wireless Laporte MN 06/2015 03/2017
Edward Jones St.LOuis MO 01/2020 09/2020
Thrivent Investment Management Inc North Charleston SC 04/2024 Present
Facet Baltimore MD 09/2020 04/2024
Thrivent Financial Appleton WI 06/2024 Present
  • 03/2017 → 01/2020
    Brighthouse Financial
    Charlotte, NC
  • 06/2015 → 03/2017
    Enterpointe Wireless
    Laporte, MN
  • 01/2020 → 09/2020
    St.LOuis, MO
  • 04/2024 → Present
    North Charleston, SC
  • 09/2020 → 04/2024
    Facet
    Baltimore, MD
  • 06/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2020-03-10 → 2020-09-24
    Summerville, SC
    Ravenel, SC
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-15
S63 Uniform Securities Agent State Law Examination 2017-06-12
  • S66 Uniform Combined State Law Examination
    2024-05-15
  • S63 Uniform Securities Agent State Law Examination
    2017-06-12
Other Names
  • Cody Holderbecker
  • Cody Lee Holderbecker

View on SEC IAPD

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