Shahri-lin Moore

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2020-10-06

SD RA
APPROVED

Since 2020-10-06

Branch Locations

204 S 1St St, Aberdeen, SD 57401 • United States

6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Aberdeen	SD	08/2013	Present
Wells Fargo Clearing Services Llc	Aberdeen	SD	03/2017	Present

08/2013 → Present

Wells Fargo Bank Na

Aberdeen, SD
03/2017 → Present

Wells Fargo Clearing Services Llc

Aberdeen, SD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-22
S63	Uniform Securities Agent State Law Examination	2017-06-16

S66 Uniform Combined State Law Examination

2020-09-22
S63 Uniform Securities Agent State Law Examination

2017-06-16

Other Names

Shahrilin Moore

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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