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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-02-25 |
| TX | RA | APPROVED | 2021-02-25 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
2950 E. Harmony Road Suite 250, Fort Collins, CO 80528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Fort Collins | CO | 03/2017 | 02/2021 |
| Old Chicago's Pizza & Taproom | Fort Collins | CO | 11/2016 | 03/2017 |
| Pelican Lakes Golf & Country Club | Windsor | CO | 03/2014 | 10/2016 |
| Raymond James Financial Services, Inc. | Fort Collins | CO | 02/2021 | 05/2022 |
| Steward Partners Global Advisory, Llc | Fort Collins | CO | 02/2021 | Present |
| Steward Partners Investment Advisory Llc. | Fort Collins | CO | 02/2021 | Present |
| Steward Partners Investment Solutions, Llc | Ft. Collins | CO | 05/2022 | Present |
(1)Name of Business: Address: 5400 Ziegler Road, Fort Collins, CO, 80528, United States Activity Type: Other Position/Title: Coach Investment Related: No Start Date: 10/15/2015 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: High School Girls Basketball coach, facilitating practices and games. - Public School, not for profit. (2)Name of Business: Harmony Private Wealth at Steward Partners Address: 2950 E Harmony Rd Ste 250, Fort Collins, CO, 80528, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered CAM (3)Name of Business: Steward Partners Global Advisory Address: 2950 E Harmony Rd Ste 250, Fort Collins, CO, 80528, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered Client Admin Manager (4)Name of Business: Steward Partners Investment Advisory LLC Address: 2950 E Harmony Rd, Ste 250, Fort Collins, CO, 80528, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 02/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered CAM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-04 |
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