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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-02-25
TX RA APPROVED 2021-02-25
  • CO RA
    APPROVED
    Since 2021-02-25
  • TX RA
    APPROVED
    Since 2021-02-25

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

2950 E. Harmony Road Suite 250, Fort Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Fort Collins CO 03/2017 02/2021
Old Chicago's Pizza & Taproom Fort Collins CO 11/2016 03/2017
Pelican Lakes Golf & Country Club Windsor CO 03/2014 10/2016
Raymond James Financial Services, Inc. Fort Collins CO 02/2021 05/2022
Steward Partners Global Advisory, Llc Fort Collins CO 02/2021 Present
Steward Partners Investment Advisory Llc. Fort Collins CO 02/2021 Present
Steward Partners Investment Solutions, Llc Ft. Collins CO 05/2022 Present
  • 03/2017 → 02/2021
    Fort Collins, CO
  • 11/2016 → 03/2017
    Old Chicago's Pizza & Taproom
    Fort Collins, CO
  • 03/2014 → 10/2016
    Pelican Lakes Golf & Country Club
    Windsor, CO
  • 02/2021 → 05/2022
    Raymond James Financial Services, Inc.
    Fort Collins, CO
  • 02/2021 → Present
    Steward Partners Global Advisory, Llc
    Fort Collins, CO
  • 02/2021 → Present
    Fort Collins, CO
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Ft. Collins, CO
Previous Registrations
Other Businesses

(1)Name of Business: Address: 5400 Ziegler Road, Fort Collins, CO, 80528, United States Activity Type: Other Position/Title: Coach Investment Related: No Start Date: 10/15/2015 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: High School Girls Basketball coach, facilitating practices and games. - Public School, not for profit. (2)Name of Business: Harmony Private Wealth at Steward Partners Address: 2950 E Harmony Rd Ste 250, Fort Collins, CO, 80528, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered CAM (3)Name of Business: Steward Partners Global Advisory Address: 2950 E Harmony Rd Ste 250, Fort Collins, CO, 80528, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered Client Admin Manager (4)Name of Business: Steward Partners Investment Advisory LLC Address: 2950 E Harmony Rd, Ste 250, Fort Collins, CO, 80528, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 02/25/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered CAM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-02
S63 Uniform Securities Agent State Law Examination 2019-10-04
  • S65 Uniform Investment Adviser Law Examination
    2021-02-02
  • S63 Uniform Securities Agent State Law Examination
    2019-10-04
Other Names
  • Mariah Pelletier
  • Miriah Betros
  • Mariah C Betros

View on SEC IAPD

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