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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Washington | DC | 03/2017 | 07/2022 |
| Wells Fargo Private Bank | Washington | DC | 03/2017 | 03/2017 |
| Wells Fargo Bank | Vienna | VA | 03/2012 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chevy Chase | MD | 07/2022 | Present |
Name: PHILIPPINE HUMANITARIAN COALITION, NOT INV. RELATED, WHITE HALL, BOARD/TREASURER - MD. START: 7/20/18, 1 HOUR/MONTH, 0 DURING TRADING, ASSISTS WITH 5K RUN FUNDRAISING ACTIVITIES AND RECEPTIONIST. Name: AREAA - DC Metro. Not Investment related. Address: Silver Springs, MD. Nature: Trade organization of real estate professionals. Position: Board of Director. Title: Board of Director. Start date: Sept,2022. Number of hours/month: 2-3 hours quarterly. Number of hours during securities trading: 2-3 hours quarterly meetings. Briefly describe your duties: Help the board in planning events for members for educational and network opportunities I*2942300, Entity Type: , Name of OBA: Rental Property 1, Address: Moses Lake , Washington, 98837, Investment Related: N, Position, Title, Association: Co-owner with non-family members, Employee State Date: 12/01/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-01 |
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