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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-11-14
  • MD RA
    APPROVED
    Since 2022-11-14

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

5550 Friendship Blvd, Chevy Chase, MD 20815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Washington DC 03/2017 07/2022
Wells Fargo Private Bank Washington DC 03/2017 03/2017
Wells Fargo Bank Vienna VA 03/2012 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chevy Chase MD 07/2022 Present
  • 03/2017 → 07/2022
    Wells Fargo Clearing Services
    Washington, DC
  • 03/2017 → 03/2017
    Wells Fargo Private Bank
    Washington, DC
  • 03/2012 → 03/2017
    Wells Fargo Bank
    Vienna, VA
  • 07/2022 → Present
    Chevy Chase, MD
Previous Registrations
Other Businesses

Name: PHILIPPINE HUMANITARIAN COALITION, NOT INV. RELATED, WHITE HALL, BOARD/TREASURER - MD. START: 7/20/18, 1 HOUR/MONTH, 0 DURING TRADING, ASSISTS WITH 5K RUN FUNDRAISING ACTIVITIES AND RECEPTIONIST. Name: AREAA - DC Metro. Not Investment related. Address: Silver Springs, MD. Nature: Trade organization of real estate professionals. Position: Board of Director. Title: Board of Director. Start date: Sept,2022. Number of hours/month: 2-3 hours quarterly. Number of hours during securities trading: 2-3 hours quarterly meetings. Briefly describe your duties: Help the board in planning events for members for educational and network opportunities I*2942300, Entity Type: , Name of OBA: Rental Property 1, Address: Moses Lake , Washington, 98837, Investment Related: N, Position, Title, Association: Co-owner with non-family members, Employee State Date: 12/01/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-01
  • S66 Uniform Combined State Law Examination
    2017-08-01
Other Names
  • Cynthia Mcgee

View on SEC IAPD

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