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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-18 |
| CA | RA | APPROVED | 2017-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 03/2017 | Present |
| Charleston's Restaurant | Chandler | AZ | 04/2015 | 03/2017 |
I*2228286, Entity Type Not for profit, Name of OBA: AZTEC WRESTLING BOOSTER CLUB INC Address: Tempe AZ 85284 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 5/20/2025 No Hours: 5-10 monthly No Hours during trading: 0 Duties: Organize events and planning for high school wrestling team - booster board position I*2762290, Entity Type: , Name of OBA: Rental Property 1, Address: Chandler, Arizona, 85226, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 09/01/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-10 |
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