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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-18
CA RA APPROVED 2017-07-11
  • TX RA
    APPROVED
    Since 2017-07-18
  • CA RA
    APPROVED
    Since 2017-07-11

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2017 Present
Charleston's Restaurant Chandler AZ 04/2015 03/2017
Other Businesses

I*2228286, Entity Type Not for profit, Name of OBA: AZTEC WRESTLING BOOSTER CLUB INC Address: Tempe AZ 85284 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 5/20/2025 No Hours: 5-10 monthly No Hours during trading: 0 Duties: Organize events and planning for high school wrestling team - booster board position I*2762290, Entity Type: , Name of OBA: Rental Property 1, Address: Chandler, Arizona, 85226, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 09/01/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-10
  • S66 Uniform Combined State Law Examination
    2017-07-10

View on SEC IAPD

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