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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-09
FL RA APPROVED 2007-05-08
  • TX RA
    APPROVED_RES
    Since 2013-10-09
  • FL RA
    APPROVED
    Since 2007-05-08

Branch Locations

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Palm Beach Gardens FL 06/1998 Present
E-Train Sports Jupiter FL 01/2007 Present
Raymond James & Associates, Inc. Jupiter FL 02/2017 05/2017
Other Businesses

(1) Friends of Jupiter Beach Address: P. O. Box 791,Jupiter, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related:No Start Date: 09/16/2014 Hours per month devoted to this business: 3 Hours per month devoted to this business during trading hours: 1 Description of duties: Board Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-04
S66 Uniform Combined State Law Examination 2004-08-06
  • S65 Uniform Investment Adviser Law Examination
    2007-05-04
  • S66 Uniform Combined State Law Examination
    2004-08-06
Designations
Other Names
  • Mark Holbert

View on SEC IAPD

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