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Ae Wealth Management, LLC CRD 282580
$49.8B regulatory AUM 10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Galveston | TX | 03/2017 | 02/2018 |
| Equis Financial | Asheville | NC | 10/2016 | 03/2017 |
| Ushealth Advisors | Fort Worth | TX | 10/2016 | 10/2016 |
| Clear Creek Isd | League City | TX | 08/2014 | 10/2016 |
| Bank Of America, N.A. | Galvaston | TX | 09/2017 | 02/2018 |
| Wells Fargo Clearing Services Llc | Beaumont | TX | 02/2018 | 09/2018 |
| Ameriprise Financial Services, Llc | Webster | TX | 10/2018 | 09/2025 |
| Ae Wealth Management, Llc | Topeka | KS | 09/2025 | Present |
| State Of Mind Financial Planning, Llc | Humble | TX | 10/2025 | Present |
| Asset Marketing Systems | San Diego | CA | 10/2025 | Present |
| State Of Mind Productions | League City | TX | 07/2026 | Present |
1) Asset Marketing Systems; Yes Investment Related; 13500 Evening Creek Dr N, Ste 550, San Diego, CA 92128; Insurance and Annuity Contracts; Insurance Agent; 10/28/2025; Approx 5 hrs/mo; Approx 0 hrs/mo during securities trading hours; Work with the IMO to get appointed with different insurance carriers. 2) State of Mind Productions; Investment Related: No; 4711 Salinas Lane, League City, TX 77573; The production and publication of books I intend to write and publish; Owner, Writer; Start Date 07/2026; Approx hours per month: 40; Approx hours during trading: 0; I intend to write in my free time (it's been useful therapy) and publish the books for sell when they are refined to a level worthy of publication.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-21 |
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