Rolando Ruiz Bautista

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → Present
  Charles Schwab & Co.
  San Jacinto, CA
• 09/2023 → Present
  Charles Schwab & Co., Inc.
  San Diego, CA
• 07/2010 → 09/2023
  Td Ameritrade
  Omaha, NE

Previous Registrations

• 2011-12-19 → 2022-10-14
  Td Ameritrade, Inc.
  San Diego, CA
  San Diego, CA
  Westlake, TX
  Westlake, TX
  San Diego, CA
  Westlake, TX
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2011-12-19 → 2015-05-18
  Td Ameritrade Investment Management, Llc
  San Diego, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-12-15
• S63 Uniform Securities Agent State Law Examination
  1999-10-28

Other Names

• Rolando Ruiz Bautista
• Rolando Ruiz Bautista