Brian Anthony Ruane

Employer firm

Bny Mellon Advisors, Inc. CRD 106108

$33.5B regulatory AUM 22 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• MUTUAL FUND SCREENING, MODEL PORTFOLIO DELIVERY, MANAGER RESEARCH

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Bank Of New York Mellon
  New York, NY
• 06/2012 → Present
  Pershing Llc
  Jersey City, NJ
• 11/2016 → 06/2023
  Lockwood Advisors Inc
  Jersey City, NJ
• 07/2017 → Present
  Bny Mellon Government Securities Services
  New York, NY
• 06/2023 → Present
  Bny Mellon Advisors, Inc.
  Pennington, NJ

Other Businesses

PROMONTORY INTERFINANCIAL NETWORK; INVESTMENT RELATED; 1300 17TH STREET NORTH SUITE 1800 ARLINGTON, VIRGINIA 22209; STARTED 1/2016; DIRECTOR; ATTEND FOUR BOARD AND OPERATING COMMITTEE YEARLY MEETINGS TO MAKE BUSINESS DECISIONS ON THE BUSINESS ACTIVITIES THE FIRM WILL UNDERTAKE; 2 HOURS SPENT PER MONTH DURING TRADING HOURS; 0 HOURS SPENT PER MONTH DURING NON-TRADING HOURS. MRR Design; Non-Investment Related; Wilton, Connecticut; Started 08/2017; Sole Proprietor; The company is a small decorative accessories business that produces picture frames and bulletin boards which are sold directly to interior designers and on a wholesale basis to retail boutiques; 0 Hours spent per month during trading hours; 10 Hours spent per month during non-trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-06-20
• S63 Uniform Securities Agent State Law Examination
  2016-04-08

Other Names

• Brian Ruane