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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-01-11
TX RA APPROVED_RES 2020-12-16
  • SC RA
    APPROVED
    Since 2022-01-11
  • TX RA
    APPROVED_RES
    Since 2020-12-16

Branch Locations

102 Renaissance Circle, Mauldin, SC 29662 • United States

140 Stoneridge Drive, Suite 430, Columbia, SC 29210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Greenville SC 05/2017 06/2018
Primerica Financial Services Greenville SC 11/2016 06/2018
Textron Specialized Vehicles Augusta GA 06/2015 05/2017
In-Tech Automotive Engineering, Llc Greer SC 05/2017 02/2018
Michelin Greenville SC 02/2018 11/2019
Cambridge Investment Research, Inc. Fairfield IA 06/2018 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2018 Present
  • 05/2017 → 06/2018
    Pfs Investments Inc.
    Greenville, SC
  • 11/2016 → 06/2018
    Primerica Financial Services
    Greenville, SC
  • 06/2015 → 05/2017
    Textron Specialized Vehicles
    Augusta, GA
  • 05/2017 → 02/2018
    In-Tech Automotive Engineering, Llc
    Greer, SC
  • 02/2018 → 11/2019
    Michelin
    Greenville, SC
  • 06/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2018 → Present
    Fairfield, IA
Other Businesses

1.BRIDGEWAY WEALTH, LLC, 104 Renaissance Cir, Mauldin SC 29662, United States, 06/01/2022, Owner, Owner/Partner of a Business Entity, INV REL, 160 HR/MO - 160 HR/MO TRADING 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160/MO 160/TRADING. 08/20/18. 3.PATRICK ROGERS, PUBLIC SPEAKING, 104 SHILOH CT, SIMPSONVILLE, SC, EDUCATOR LOCAL UNIVERSITY, 04/01/21, NIR, 2 HR/MO- 0/TRADING HR. 4.SMARTPRO FINANCIAL, 102 Renaissance Cir, Mauldin SC 29662, 06/2018, Agent, Insurance/Benefits/Human Resources, NIR, 25 HR/MO, 25 HR/MO TRADING 5.BRIDGEWAY REAL ESTATE MANAGEMENT, LLC, 104 Shiloh Ct, Simpsonville SC 29681, 10/2025, Owner, Real Estate, NIR, 5 HR/MO, 0 HR/MO TRADING 6.SMARTPRO TAX & ACCOUNTING, LLC, Mauldin SC 29662, United States, 11/18/2025, Owner, Tax Services, NIR, 40 HR/MO - 40 HR/MO TRADING 7.BRIDGEWAY WEALTH, LLC, 102 Renaissance Cir, Mauldin SC 29662, 06/2022, Owner, Owner/Partner of a Business Entity, INV REL, 160 HR/MO, 160 HR/MO TRADING 8.PATRICK ROGERS, 102 Renaissance Cir, Mauldin SC 29662, 05/2026, REFERRALS, REFERRAL-BASED COMPENSATION, NIR, 1 HR/MO, 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-18
S63 Uniform Securities Agent State Law Examination 2017-07-01
  • S65 Uniform Investment Adviser Law Examination
    2018-08-18
  • S63 Uniform Securities Agent State Law Examination
    2017-07-01
Designations

View on SEC IAPD

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