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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-05-18 |
Branch Locations
112 W Butler Rd, Mauldin, SC 29662 • United States
2201 Augusta St, Greenville, SC 29605 • United States
636 Fairview Rd, Simpsonville, SC 29681 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
325 West Mcbee Avenue, Greenville, SC 29601 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2012-07-31 |
Branch Locations
325 Mcbee Avenue, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | Greenville | SC | 01/2016 | Present |
| First Citizens Asset Management | Columbia | SC | 05/2012 | Present |
FIRST CITIZENS ASSET MANAGEMENT POSITION: Employee NATURE: FCAM is an affiliated IA firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 05/30/2012 ADDRESS: 325 W McBee Ave, Greenville SC 29601, United States DESCRIPTION: FCAM is an affiliated IA Firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-22 |
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