Mack Patrick Shaughnessy Farley

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 12/2016
  College Of Saint Benedict
  Saint Joseph, MN
• 08/2013 → 05/2017
  Student
  Collegeville, MN
• 06/2017 → 04/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2017 → 04/2018
  Northwestern Mutual Investment Services Llc
  Mendota Hts, MN
• 10/2017 → 04/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2018 → 05/2018
  Ameriprise Financial Advisors Inc.
  Edina, MN
• 11/2018 → Present
  Kestra Advisory Services, Llc
  Plymouth, MN
• 07/2018 → Present
  Kestra Investment Services, Llc
  Plymouth, MN

Other Businesses

Business Name: The KNW Group Investment Related: Yes Address: 605 Hwy 169 N ste 200 Plymouth MN 55441 Nature of Business: Registered Field Assistant Position, Title or Relationship: Field Assistant Start Date: 6/11/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Conducting client reviews, due diligence, and client service. Business Name: NFP POS: Advisor NATURE: Registered rep activities through Kestra Investment Services INVEST REL: Y #OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 03/11/2019 ADDRESS: 505 Waterford Park, HWY 169 N, Suite 1100, Plymouth MN 55441 DESCRIPTION: Provide financial planning and wealth management advice to clients Business Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin MN 78735 DESCRIPTION: Financial Planning

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-15
• S63 Uniform Securities Agent State Law Examination
  2017-08-07

Designations

• Certified Financial Planner

Other Names

• Mack Farley