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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keiretsu Capital Llc | Seatte | WA | 05/2016 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2017 | 02/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2018 | 02/2023 |
| M Holdings Securities, Inc. | Portland | OR | 02/2023 | 02/2024 |
| Cove Group Llc | Port Charlotte | FL | 02/2024 | 11/2025 |
| Bay Builds Llc | St. Petersburg | FL | 03/2025 | Present |
| Sanford C. Bernstein & Co., Llc | Tampa | FL | 11/2025 | Present |
Bay Builds LLC is a Florida-registered LLC I own, focused on purchasing, renovating, and reselling residential properties (fix-and-flip) in the Tampa Bay area. The business is investment related. The business address is 4905 34th St S #139 in St. Petersburg, Fl 33711. I have completed two transactions since opening the LLC on March 13, 2025 by using private/hard money loans to finance purchases and renovations, with profits derived from resale. I am the sole owner and operator, managing property selection, financing, and sales. Profits for the business are from property sales, there is no direct client involvement or solicitation. The LLC does not engage with or solicit Bernstein clients, and I maintain clear separation between personal investments and client advice. Funded through private/hard money loans from third-party lenders, not involving client funds or firm resources. This is a side activity that will involve spending roughly 5-10 hours per month on the business, always after work or on the weekends. I will devote 0 hours to the business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-12-04 |
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