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Thomas Patrick Clinton

LPl Financial LLC

Millbury, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-01
  • MA RA
    APPROVED
    Since 2025-05-01

Branch Locations

34 Grafton Street Ste. 4, Millbury, MA 01527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 05/2011 03/2021
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Millbury MA 05/2025 Present
  • 05/2011 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 05/2025 → Present
    Millbury, MA
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Millbury, MA
    Rockville, MD
    Rockville, MD
  • 2011-05-19 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Millbury, MA
  • 2009-03-10 → 2011-05-31
    Worcester, MA
    Charlotte, NC
    Worcester, MA
    Worcester, MA
    Westborough, MA
  • 2006-09-28 → 2009-02-27
    Osaic Fs, Inc.
    Worcester, MA
Other Businesses

1. 05/2025-Couture Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/01/2011- 200 Hours Per Month- 200 Hours During Trading 2. 05/2025- Ash Brokerage- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/20/2015- 1 Hour Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-27
S63 Uniform Securities Agent State Law Examination 1999-01-16
  • S65 Uniform Investment Adviser Law Examination
    2006-09-27
  • S63 Uniform Securities Agent State Law Examination
    1999-01-16

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