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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-11 |
| WI | RA | APPROVED | 2025-07-11 |
| TX | RA | APPROVED | 2025-04-07 |
| DE | RA | APPROVED | 2025-03-17 |
| PA | RA | APPROVED | 2022-07-11 |
| MI | RA | APPROVED | 2022-04-28 |
| AZ | RA | APPROVED | 2022-03-24 |
| KS | RA | APPROVED | 2021-10-26 |
| RI | RA | APPROVED | 2021-09-09 |
| GA | RA | APPROVED | 2021-05-10 |
| MO | RA | APPROVED | 2021-05-04 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2021-01-16 |
| FL | RA | APPROVED | 2020-12-03 |
| DC | RA | APPROVED | 2019-07-24 |
| VA | RA | APPROVED | 2018-10-02 |
| NJ | RA | APPROVED | 2018-06-20 |
| MD | RA | APPROVED | 2018-05-22 |
| CA | RA | APPROVED | 2018-04-03 |
| CO | RA | APPROVED | 2018-03-20 |
| CT | RA | APPROVED | 2018-03-20 |
Branch Locations
800 Westchester Avenue Suite N407, Rye Brook, NY 10573 • United States
New Canaan, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Entrust Securities Llc | New York | NY | 07/2009 | 05/2017 |
| Guardian Life Insurance Company | Port Chester | NY | 08/2005 | 09/2022 |
| Park Avenue Securities | Port Chester | NY | 05/2017 | 09/2022 |
| Guardian Life Insurance Company | Rye Brook | NY | 09/2022 | Present |
| Park Avenue Securities | Rye Brook | NY | 09/2022 | Present |
| Guardian Life Insurance Company | New Canaan | CT | 06/2024 | Present |
| Park Avenue Securities | New Canaan | CA | 06/2024 | Present |
1. Insurance outside of Guardian-Place the product with a carrier other than Guardian, Start: 05/15/2017, Address: 800 Westchester Ave., Suite 407A Rye Brook, NY 10573, 5 total hours per month; 4 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Dennis & Kathleen Manning-Estate Executor,- Start: 08/01/2022, Address: 277 Country Club Rd. New Canaan, CT 06840 0 total hours per month, Not investment related, No annual compensation, 3) Trustee of ILIT-Dennis and Kathleen Manning-Co-trustee, Start: 08/01/2022, Address: 277 Country Club Rd. New Canaan, CT 06840 0 total hours per month, Investment related, No annual compensation, 4) Trustee of Dennis J Manning Second Amended and Restated Trust, Start: 07/24/2023, Address: 277 Country Club Rd. New Canaan, CT 06840 .5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 5) Trustee of The Kathleen A Manning Second Amended and Restated Trust, Start: 07/24/2023, Address: 277 Country Club Rd. New Canaan, CT 06840 .5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 6) KJM WM INC.-sole purpose of receiving 1099 income from my income outside of Guardian, Start: 12/15/2023, Address: 277 Country Club Rd. New Canaan, CT 06840, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 7) Advisor and Trustee -Father's revocable trust, Start: 03/01/2024, Address: 800 Westchester Ave. Suite N407 Rye Brook, NY 10573, 1 total hours per month; 1 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-07-18 |
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