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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-01-05 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lowe's | Arnold | MO | 12/2016 | 04/2017 |
| Lowe's | Maplewood | MO | 06/2014 | 12/2016 |
| Scottrade | St. Louis | MO | 04/2017 | 02/2018 |
| Td Ameritrade, Inc. | St Louis | MO | 02/2018 | 12/2020 |
| Charles Schwab & Co., Inc. | Maplewood | MO | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-06 |
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