Tyler Mckenzie Welter

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-12
IL	RA	APPROVED	2018-10-12

TX RA
APPROVED_RES

Since 2021-06-12
IL RA
APPROVED

Since 2018-10-12

Branch Locations

Chicago, IL • United States

3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Chicago	IL	05/2018	Present
Principal Securities Inc	Chicago	IL	05/2018	Present
Unemployed	Downers Grove	IL	12/2017	05/2018
Castle Financial Services	Coralville	IA	03/2017	12/2017
Unemployed	Downers Grove	IL	01/2016	03/2017

05/2018 → Present

Principal Life Insurance Company

Chicago, IL
05/2018 → Present

Principal Securities Inc

Chicago, IL
12/2017 → 05/2018

Unemployed

Downers Grove, IL
03/2017 → 12/2017

Castle Financial Services

Coralville, IA
01/2016 → 03/2017

Unemployed

Downers Grove, IL

Other Businesses

***Fixed Insurance; Investment Related; Downers Grove, IL; Agent; Life, Health, LTC, DI, Annuities; Start Date: 06/04/2019; 5 hrs per month; 2 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-11

S66 Uniform Combined State Law Examination

2018-10-11

View on SEC IAPD