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Michael Profit

Mml Investors Services, LLC

New Castle, DE

Wilmington, DE

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2019-08-09
  • DE RA
    APPROVED
    Since 2019-08-09

Branch Locations

15 Reads Way Suite 210, New Castle, DE 19720 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual New Castle DE 11/2016 Present
Mml Investors Services New Castle DE 04/2017 Present
The Profit Company Wilmington DE 09/2015 Present
  • 11/2016 → Present
    Massmutual
    New Castle, DE
  • 04/2017 → Present
    Mml Investors Services
    New Castle, DE
  • 09/2015 → Present
    The Profit Company
    Wilmington, DE
Other Businesses

1)NAME: THE PROFIT COMPANY, INV REL: Y ADDR: 1034 GALLERY RD WILMINGTON DE 19805 NATURE: OTHER - CONSULT IN TEXTILE/APPAREL INDUSTRY, POSITION: SALES, OWNER START: 9/2015 NO HR/MO: 12 NO HR/MO DUR TRADING: 0. 2)NAME: MICHAEL PROFIT, INV REL: Y ADDR: 15 READS WAY SUITE 210 NEW CASTLE DE 19720 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: SALES START: 5/7/2018 NO HR/MO: 4. NO HR/MO DUR TRADING:4.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-31
S63 Uniform Securities Agent State Law Examination 2018-03-16
  • S65 Uniform Investment Adviser Law Examination
    2019-07-31
  • S63 Uniform Securities Agent State Law Examination
    2018-03-16
Other Names
  • Michael Profit
  • Michael Kenneth Profit

View on SEC IAPD

Other Firms

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CITIGROUP GLOBAL MARKETS INC.
BLUE DIAMOND FINANCIAL GROUP, LLC
PNC WEALTH MANAGEMENT LLC
CITIZENS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

MICHAEL LESLIE
Joshua B Misso
Elvis Julian Phillips
William Thomas Williamson
DONALD STEWART RATLEDGE
MATTHEW MICHAEL STRANIX
Paul MacDonald
Nikolas Alexander Mandalas

Other Offices

VOYA FINANCIAL ADVISORS, INC. · NEW CASTLE, DE
CITIGROUP GLOBAL MARKETS INC. · New Castle, DE
BLUE DIAMOND FINANCIAL GROUP, LLC · NEW CASTLE, DE
PNC WEALTH MANAGEMENT LLC · NEW CASTLE, DE
CITIZENS SECURITIES, INC. · NEW CASTLE, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Newcastle, DE
J.P. MORGAN SECURITIES LLC · Newark, DE
AMERIPRISE FINANCIAL SERVICES, LLC · WILMINGTON, DE

More in New Castle, DE

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