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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2019-08-09
  • DE RA
    APPROVED
    Since 2019-08-09

Branch Locations

15 Reads Way Suite 210, New Castle, DE 19720 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual New Castle DE 11/2016 Present
Mml Investors Services New Castle DE 04/2017 Present
The Profit Company Wilmington DE 09/2015 Present
  • 11/2016 → Present
    Massmutual
    New Castle, DE
  • 04/2017 → Present
    Mml Investors Services
    New Castle, DE
  • 09/2015 → Present
    The Profit Company
    Wilmington, DE
Other Businesses

1)NAME: THE PROFIT COMPANY, INV REL: Y ADDR: 1034 GALLERY RD WILMINGTON DE 19805 NATURE: OTHER - CONSULT IN TEXTILE/APPAREL INDUSTRY, POSITION: SALES, OWNER START: 9/2015 NO HR/MO: 12 NO HR/MO DUR TRADING: 0. 2)NAME: MICHAEL PROFIT, INV REL: Y ADDR: 15 READS WAY SUITE 210 NEW CASTLE DE 19720 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: SALES START: 5/7/2018 NO HR/MO: 4. NO HR/MO DUR TRADING:4.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-31
S63 Uniform Securities Agent State Law Examination 2018-03-16
  • S65 Uniform Investment Adviser Law Examination
    2019-07-31
  • S63 Uniform Securities Agent State Law Examination
    2018-03-16
Other Names
  • Michael Profit
  • Michael Kenneth Profit

View on SEC IAPD

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