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Brian Matthew Baum

Family Wealth Partners, LLC

Matthews, NC

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Current Employers
Family Wealth Partners, Llc

2518 Plantation Center Drive, Matthews, NC 28105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-04
  • NC RA
    APPROVED
    Since 2024-03-04

Branch Locations

2518 Plantation Center Drive, Matthews, NC 28105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 03/2017 03/2024
Impact Media Systems, Inc Charlotte NC 09/2008 03/2017
Family Wealth Partners, Llc Matthews NC 03/2024 Present
  • 03/2017 → 03/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2008 → 03/2017
    Impact Media Systems, Inc
    Charlotte, NC
  • 03/2024 → Present
    Family Wealth Partners, Llc
    Matthews, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-24
S63 Uniform Securities Agent State Law Examination 2017-05-08
  • S65 Uniform Investment Adviser Law Examination
    2018-09-24
  • S63 Uniform Securities Agent State Law Examination
    2017-05-08
Designations
Other Names
  • Brian Matthew Baum
  • Brian Baum

View on SEC IAPD

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Other Offices

NEXUS CAPITAL INC · MATTHEWS, NC
EDWARD JONES · MATTHEWS, NC
FOUNDERS FINANCIAL SECURITIES LLC · Matthews, NC
LPL ENTERPRISE, LLC · MATTHEWS, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Matthews, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MATTHEWS, NC
LPL ENTERPRISE, LLC · STALLING, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Charlotte, NC

More in Matthews, NC

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