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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-08 |
| OH | RA | APPROVED | 2019-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Lima | OH | 03/2017 | 01/2019 |
| Mml Investors Services | Lima | OH | 04/2017 | 01/2019 |
| North West Ohio Knights Of Columbus Insurance Company | Woodville | OH | 08/2015 | 03/2017 |
| Jp Morgan Securities, Llc | Wapakoneta | OH | 01/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Wapakoneta | OH | 01/2019 | Present |
| Auglaize Munition Supply, Llc | Wapakoneta | OH | 06/2016 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: AUGLAIZE MUNITION SUPPLY, LLC. POSITION: OWNER START DATE: 6/2/2015 ADDRESS: 845 Wapakoneta, Ohio DETAILS: DORMANT. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-06 |
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