Tracy Alan Strous

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-04-26
OH	RA	APPROVED	2003-11-07

TX RA
APPROVED_RES

Since 2016-04-26
OH RA
APPROVED

Since 2003-11-07

Branch Locations

Lakeview, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lakeview	OH	11/2003	Present

11/2003 → Present

Lpl Financial Llc

Lakeview, OH

Other Businesses

1. 11/12/2003 - NON-VARIABLE INSURANCE - SELL FIXED ANNUITIES, LIFE, DISABILITY INCOME, & HEALTH INSURANCE PRODUCTS. - LIMA, OH. 2. 11/17/2003 - CREDIT UNION-NO BANKING DUTIES - SUPERIOR FEDERAL CREDIT UNION IN LIMA, OHIO. 3. 6/13/2005 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - STROUS INSURANCE - DBA-TAX PURPOSES ONLY NOT HELD OUT TO THE PUBILC. - LIMA, OH. 4. 7/24/2018 - Superior Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/16/2018 - 200 Hours Per Month/160 Hours During Securities Trading - Name only for doing business at Superior Credit Union.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-12-18

S63 Uniform Securities Agent State Law Examination

1996-12-18