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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mystic | CT | 07/2019 | 07/2022 |
| University Of Connecticut | Old Lyme | CT | 08/2015 | 08/2019 |
| Bank Of America, N.A. | Mystic | CT | 09/2019 | 07/2022 |
| Columbia Management Investment Distributors, Inc. | Boston | MA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-21 |
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