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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-17
  • TX RA
    APPROVED
    Since 2019-06-17

Branch Locations

8000 Ih 10 West Suite 750, San Antonio, TX 78230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Boerne Isd Boerne TX 08/2013 08/2017
Axa Advisors, Llc New York NY 06/2017 06/2020
Equitable Advisors, Llc New York NY 06/2017 Present
  • 08/2013 → 08/2017
    Boerne Isd
    Boerne, TX
  • 06/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2017 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-13
S63 Uniform Securities Agent State Law Examination 2017-07-06
  • S66 Uniform Combined State Law Examination
    2019-06-13
  • S63 Uniform Securities Agent State Law Examination
    2017-07-06

View on SEC IAPD

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