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Samuel Tonascia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Rosa, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-15
CA RA APPROVED 2017-11-02
  • TX RA
    APPROVED
    Since 2019-02-15
  • CA RA
    APPROVED
    Since 2017-11-02

Branch Locations

90 South E St, Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Rosa CA 03/2017 Present
Uber/Randstad Phoenix AZ 01/2016 12/2016
Travel Santa Rosa CA 08/2016 01/2017
Bank Of America, N.A. Santa Rosa CA 01/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-01
  • S66 Uniform Combined State Law Examination
    2017-11-01

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
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