Ling Yang

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-16
NJ	RA	APPROVED	2017-08-31

TX RA
APPROVED_RES

Since 2021-11-16
NJ RA
APPROVED

Since 2017-08-31

Branch Locations

Short Hills, NJ • United States

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bridgewater	NJ	03/2017	Present
Tru Thai Fine Dining Llc	Warren	NJ	05/2015	02/2017
Bank Of America, N.A.	Bridgewater	NJ	12/2017	Present

03/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ
05/2015 → 02/2017

Tru Thai Fine Dining Llc

Warren, NJ
12/2017 → Present

Bank Of America, N.A.

Bridgewater, NJ

Other Businesses

I am a co-owner of TRU Thai Fine Dining LLC. The business is not investment-related. It is a local Thai restaurant located at 41 Mountain Blvd. Warren NJ 07059. The business was established on 5/28/2015. I manage the budgeting, bill payment and tax filing for this business. I spend around 5 hours/month on this business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-30

S66 Uniform Combined State Law Examination

2017-08-30

Other Names

Claudia Yang

View on SEC IAPD