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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-31 |
| KS | RA | APPROVED | 2018-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commercial Bank | Parsons | KS | 01/2011 | Present |
| Lpl Financial Llc | Parsons | KS | 03/2017 | Present |
1. 12/12/2022 - Commercial Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/21/2022 - 4 Hours Per Month/4 Hours During Securities Trading 2. 03/14/2024 - Commercial Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Vice President, Trusts & Investments - Started 11/08/2012 - 160 Hours Per Month During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-28 |
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