Christian G Lopez-Alavez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 11/2018
  Citizens Bank
  Philadelphia, PA
• 03/2017 → 11/2018
  Citizens Securities, Inc.
  Philadelphia, PA
• 11/2015 → 11/2016
  Carousel Hotel
  Ocean City, MD
• 12/2013 → 12/2016
  A-Z Insurance
  Georgetown, DE
• 12/2018 → 11/2020
  Jpmorgan Chase Bank, N.A.
  Washington, DC
• 12/2018 → 11/2020
  J.P. Morgan Securities Llc
  Washington, DC
• 05/2016 → 10/2017
  Uber
  Georgetown, DE
• 03/2021 → 05/2022
  Wells Fargo Clearing Services, Llc
  Covina, CA
• 03/2021 → 05/2022
  Wells Fargo Bank, Na
  Covina, CA
• 11/2020 → 03/2021
  Santander Bank
  Glen Mills, PA
• 05/2022 → 09/2023
  Cuso Financial Services, Lp
  San Diego, CA
• 09/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brea, CA
• 11/2018 → 12/2018
  Macy's
  Philadelphia, PA
• 11/2023 → Present
  Bank Of America N.A.
  Brea, CA

Previous Registrations

• 2022-05-11 → 2023-09-19
  Cuso Financial Services, L.P.
  Riverside, CA
• 2021-06-09 → 2022-06-03
  Wells Fargo Clearing Services, Llc
  Pasadena, CA
  Covina, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-06-09
• S63 Uniform Securities Agent State Law Examination
  2017-07-28

Other Names

• Christian Lopez-Alavez
• Christian Gerardo Lopez-Alavez
• Christian Gerardo Lopez Alavez