Michael Scott Berry

Employer firm

Apricity Financial, LLC CRD 330201

$111M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Apricity Financial, Llc

Mystic, CT • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-24
MS	RA	APPROVED	2025-09-24
LA	RA	APPROVED	2024-10-18
TX	RA	APPROVED_RES	2024-09-09
NC	RA	APPROVED	2024-05-06
NY	RA	APPROVED	2024-05-03
CT	RA	APPROVED	2024-04-29

CA RA
APPROVED

Since 2025-09-24
MS RA
APPROVED

Since 2025-09-24
LA RA
APPROVED

Since 2024-10-18
TX RA
APPROVED_RES

Since 2024-09-09
NC RA
APPROVED

Since 2024-05-06
NY RA
APPROVED

Since 2024-05-03
CT RA
APPROVED

Since 2024-04-29

Branch Locations

Mooresville, NC • United States

Mystic, CT • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Lion Street Financial	Newtown	CT	07/2015	10/2016
Msf Investment Advisory Llc	Newtown	CT	02/2013	04/2022
Addicus Advisory, Llc	Newtown	CT	02/2022	03/2024
Apricity Financial, Llc	Newtown	CT	04/2024	09/2024
Apricity Financial, Llc	Mooresville	NC	09/2024	Present
Apricity Advisors, Llc	Mooresville	NC	04/2024	Present
Apricity Holding Company Llc	Mooresville	NC	02/2024	Present
Michael Scott Financial Group, Llc	Newtown	CT	07/2011	01/2025

07/2015 → 10/2016

Lion Street Financial

Newtown, CT
02/2013 → 04/2022

Msf Investment Advisory Llc

Newtown, CT
02/2022 → 03/2024

Addicus Advisory, Llc

Newtown, CT
04/2024 → 09/2024

Apricity Financial, Llc

Newtown, CT
09/2024 → Present

Apricity Financial, Llc

Mooresville, NC
04/2024 → Present

Apricity Advisors, Llc

Mooresville, NC
02/2024 → Present

Apricity Holding Company Llc

Mooresville, NC
07/2011 → 01/2025

Michael Scott Financial Group, Llc

Newtown, CT

Previous Registrations

2022-02-08 → 2024-03-04

Addicus Advisory, Llc

Tupelo, MS

Newtown, CT
2013-02-26 → 2022-04-26

Msf Investment Advisory Llc.

Newtown, CT
2011-12-22 → 2013-01-09

Ojm Group, Llc

Newtown, CT

Cincinnati, OH
2005-03-24 → 2011-08-05

Northwestern Mutual Investment Services, Llc

Fairfield, CT

Fairfield, CT

Milwaukee, WI

Fairfield, CT

Other Businesses

1) Apricity Advisors, LLC; non investment-related; 40 Boggs Hill Road, Newtown CT, 06470; Licensed Insurance Agent; Managing member; Start date: 04/2024; Hours/month: 20; Hours/month during securities trading hours: 20 Insurance Sales; Implementation of Insurance Recommendations. 2) Apricity Holding Company LLC; Newtown CT, 06470; Holding Company; Member; Start date: 02/2024; Hours/month: 0; Hours/month during securities trading hours: 0; Passive investment in holding company which owns Apricity Financial, LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-21
S63	Uniform Securities Agent State Law Examination	1999-12-22

S66 Uniform Combined State Law Examination

2005-03-21
S63 Uniform Securities Agent State Law Examination

1999-12-22

Designations

Chartered Financial Consultant

Other Names

Michael Scott Berry
Michael Scott Berry
Mike Berry

View on SEC IAPD