Tamika Riggins

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-12-13

GA RA
APPROVED

Since 2023-12-13

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

3280 Peachtree Road Ne 21St Floor, Atlanta, GA 30305 • United States

Lawrenceville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services Llc	St Louis	MO	03/2017	06/2022
Neighbors Credit Union	Florissant	MO	04/2016	03/2017
Morgan Stanley	Alpharetta	GA	06/2022	10/2023
E*Trade Securities Llc	Alpharetta	GA	10/2022	10/2023
Osaic Wealth, Inc.	Jersey City	NJ	10/2023	12/2023
Ubs Financial Services	Atlanta	GA	12/2023	Present

03/2017 → 06/2022

Wells Fargo Clearing Services Llc

St Louis, MO
04/2016 → 03/2017

Neighbors Credit Union

Florissant, MO
06/2022 → 10/2023

Morgan Stanley

Alpharetta, GA
10/2022 → 10/2023

E*Trade Securities Llc

Alpharetta, GA
10/2023 → 12/2023

Osaic Wealth, Inc.

Jersey City, NJ
12/2023 → Present

Ubs Financial Services

Atlanta, GA

Previous Registrations

2023-10-20 → 2024-05-01

Osaic Wealth, Inc.

Lawrenceville, GA

Scottsdale, AZ
2022-06-29 → 2023-08-14

Morgan Stanley

Alpharetta, GA
2017-06-01 → 2022-06-15

Wells Fargo Clearing Services, Llc

St. Louis, MO

Atlanta, GA

St. Louis, MO

Atlanta, GA

Atlanta, GA

Other Businesses

*522352 - Live Ops; Investment related: No; Scottsdale, Arizona; Customer Service; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 30; Customer Service *525984 - STR Agency; Investment related:No; Lawrenceville, Georgia; Notary Services; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 15; Administrative, Labor/Service *508407 - Isajo- Your Fashion CO.; Investment related: Yes; Lawrenceville, Georgia; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2018; During business hours: 0; After business hours: 30; Business Development/Growth *543230 - STR Virtual Solutions; Investment related: Yes; Lawrenceville, Georgia; Administrative/Recruiting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 20; Administrative, Customer Service 3 Rigg CO, This is my husbands trucking company, Partner, Administrative, start date-4/15/2025, Lawrenceville Georgia United States-30044

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-01

S66 Uniform Combined State Law Examination

2017-06-01

Other Names

Tamika Taylor
Tamika A Taylor
Tamika A Riggins

View on SEC IAPD