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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Newark | CA | 10/2016 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Newark | CA | 03/2017 | 03/2026 |
| Oracle | Redwood Shores | CA | 01/2015 | 10/2016 |
| Eastwest Bank | Oakland | CA | 03/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2026 | Present |
| Cetera Investment Advisers Llc | Oakland | CA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-16 |
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